Our Mission
Provide the tools, support and personalized service that our reps need to make their business a success through strong leadership, industry expertise, competitive products and services and a long-term commitment to our reps, our model and this industry.
Our Background
Founded in 1984, CCS is a small boutique broker dealer and investment advisor in Madison, WI. We offer mutual funds, variable insurance products, alternative investments and fully disclosed brokerage transactions through our clearing firm. We also offer a full complement of investment advisory products and services.
Our Financial Advisors
CCS started with just a handful of reps. Today we have over 90 advisors that are part of our broker dealer family. Our goal is not to create a large firm. At CCS, we've created a small firm culture that puts individualized service first and focuses on building long-term relationships.
Clearing Firms
First Clearing, LLC is a registered broker-dealer and an affiliate of Wells Fargo & Company.
Products
The Company offers a full line of investment products and services, including traditional brokerage services, fee-based products, and annuities and other insurance-related products.
Insurance
Our Level-PLUS Insurance Incentive Program gives you an opportunity to place your fixed insurance business through CCS and receive securities production credits. We require all EIA business to be submitted through CCS and offer a fixed 90% payout on EIA transactions.
Memberships
Financial Services Institute (FSI)
Financial Industry Regulatory Authority (FINRA)
Securities Investor Protection Corporation (SIPC)
Municipal Securities Rulemaking Board (MSRB)